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Grappling with margin pressure, consolidation and fragmentation, the sector questions its identity.
June 30
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Wealth management firms should define success by how well their operations perform under pressure, Kestra Financial COO Kris Chester says in an episode of Financial Planning’s podcast.
June 30
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The basic yet revealing query shows why it’s not just about FINRA registration as a BD and 1099 contractor status for advisors.
June 30
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For the first time, the ranks of the top 25 firms according to their annual business include single entries for IBD networks.
June 30
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This interactive tool provides the full collection of data from Financial Planning's 35th annual study of the largest firms in the space.
June 30
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LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.
June 24
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SagePoint Financial failed to adequately supervise reps who recommended that clients exchange the products before maturity, the regulator says.
June 16
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The insurer-owned IBD identifies leaders in target markets as it offers independence “with a hug,” according to its head of recruiting.
June 11
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Hailing from Merrill Lynch, Edward Jones and Waddell & Reed, the advisors join as both employees and independents
June 10
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The newly independent advisor oversaw $92 million in client assets.
June 10
