Investments

Lenders have issued about 50 structured products tied to Ark’s ETFs in the past three months, according to SEC filings.

If approved, the vehicle will focus on acquisition targets in the consumer or retail industries, according to the prospectus.

Known primarily from his decades-long MLB career, Alex Rodriguez is joining a roster of wealthy celebrities backing blank-check companies.

Behind every trade lies risk. Advisors should consider their partners carefully.

Banks weren't involved in the trading frenzy, but some observers say the regulatory response should address risks to all financial institutions.

Approval for similar access at competitors such as Schwab and Morgan Stanley’s E-Trade can take days.

The 20 categories with the biggest gains are home to nearly $10 trillion in combined assets.

Growth, quality and low-volatility stock funds had one of their worst months of flows on record, while those tracking value had one of their best.

Regulators and Washington policy makers are sure to up scrutiny once the dust settles on the market turmoil that has buffeted GameStop and others.

Funds focused on ESG factors added a record $6.2 billion in January amid the increasing odds that Biden’s energy policies will be enacted.

The latest round of financing, following last week’s emergency infusion, suggests its initial public offering hangs in the balance

Sammons is trying to solve the longtime question of how best to combine planning with certain products through technology.

Keep an eye on Asia, longer lifespans, the digital world, and green tech, writes Ida Liu, head of Citi Private Bank, North America.

“This looks like pockets of frothiness, some irrationality undoubtedly, some nonsense undoubtedly," said BlackRock Vice Chairman Philipp Hildebrand.

The margin requirements apply to Merrill Lynch wealth management clients and individual traders using the Merrill Edge platform.

The capital injection is “a strong sign of confidence from investors that will help us continue to further serve our customers,” a company spokesperson said in a statement.

Robinhood Markets, the trading app that’s popular with investors behind this month’s wildest stock swings, has drawn down some of its credit lines with banks, according to people with knowledge of the matter.

Reddit users helped fuel a blistering rally in GameStop, the video game retailer, burning short sellers and hedge funds.

The skewed allocations “may significantly change fund performance and use case suitability until rebalance dates,” analysts say.

“As of today, Wells Fargo Advisors is not allowing solicitation of those two securities,” a spokesperson for the bank said Wednesday.