Practice management

Without acknowledging both the downside and tremendous upside of long time horizons, the 4% rule is no rule at all.

Reports of the death of fiduciary differentiation have been greatly exaggerated, contends fiduciary advocate Knut Rostad.

The RIA holding company reports a 30% rise in revenues and 30 M&A deals.

The firm's most recent lawsuit over alleged non-solicitation violations centered on an advisor's thank-you cards to clients.

After the divorce, I was broke and in debt. Then my husband sued me.

One team wanted more flexibility and time to manage their clients’ financial needs.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

The specter of lost trillions in the coming asset transfer is causing wealth managers adapt their strategies to serve mercurial millennials.

Gaining notoriety and AUM is a challenge without a long-term track record, an extensive distribution network and a well-planned marketing strategy.

Ladenburg Thalmann's largest firm has added at least five teams in the wake of recent acquisitions by rivals.

“Do yourself a favor and start saving early,” an expert says.

At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.

From curating trips to Italy to designing their own software, these planners found creative ways to deepen existing client relationships and make new ones.

The agency wants to hire a reputation management expert to burnish its image as it faces social media attacks.

The freshly recapitalized firm is offering succession services without any custodial or affiliation requirements.

There are red flags that may be pointing to elder fraud in a client account.

After affiliating with Advisor Group following its acquisition, Signature Estate & Investment Advisors aims to offer its TAMP across the network.

Though designed to raise standards for broker-dealers, the SEC’s 564-page rule sent ripples throughout the advisory industry.