Practice management

Investor advocates blast the SEC's proposal, telling lawmakers it would do more harm than good.

A seller’s market means firms will need to adjust pay-raise budgets for 2019. They may also need to increase salary offers to attract the best workers.

Eleven of the 14 dividend-focused ETFs in existence 10 years ago beat a plain vanilla index fund.

Fourth-quarter volatility wrought negative year-over-year results for two-thirds of firms in J.D. Power’s annual survey.

From New York to Seattle, here's a look at cities with the best client purchasing power for the competitive spring home sales market.

The 12-advisor practice serves clients in a group often neglected by the industry, its managing directors say.

It took less than six months to hammer out the biggest bank merger in more than a decade, and the price was one of the last things discussed, according to a new federal filing.

Gauging the valuation of your business is a way of knowing the overall health of the firm. It can be a humbling process.

An example of outdated industry practices, says the chief product officer, is how some brokers still need a canceled check from a client to transfer money.

Increasing diversity on your team can engender a greater feeling of inclusion among your client base and broaden your pool of prospects.

Morgan Stanley's Seth Haye talks about what fuels his workday and why accountability is a beautiful thing.

It’s one of the most consequential — and misunderstood — concepts for clients with properties in more than one state. Where should they call home?

Dane Runia shares insights into his work routine and biggest accomplishment of last year.

The bonus aims to help the firm cope with the industry’s aging demographics, executives say.

Age is no bar to using Amazon, Uber or Apple, yet the planning industry has suffered from underinvestment in the digital experience, says the head of Accenture’s Wealth Management team in North America.

Changes have left some clients surprised by tax bills or tiny refunds. How to explain what happened and prep them for next year.

Nicholas Kavallieratos, who ranked No. 2 on Top 40 Under 40, shared this and other insights into the job.

Fifty-nine percent of women age 20 to 34 defer investing and financial planning to spouses, according to a new survey.