Recruiting
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The new recruits joined from Merrill Lynch and Morgan Stanley.
December 13 -
The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.
December 12 -
The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.
December 12 -
The new recruit generated $1 million in annual revenue.
December 9 -
Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.
December 8 -
The advisers are the first to obtain startup capital from the firm.
December 7 -
Stephens recruited an executive with more than 30 years experience, whose career includes stops at Wells Fargo, Credit Suisse, Lehman Brothers, PaineWebber and Merrill Lynch.
December 7 -
The firm’s latest recruit has 16 years of industry experience.
December 5 -
The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
The regional firm picks up a recruit whose career in financial services began 25 years ago.
November 30 -
The advisers joined the firm's independent and employee channels from rivals such as Morgan Stanley, Wells Fargo and Cetera.
November 29 -
The team's three advisers all worked at the wirehouse for more than two decades.
November 28 -
The recruits switched over to the independent channel of the regional firm.
November 28 -
The new recruit previously worked at U.S. Capital Advisors, an independent wealth management firm.
November 22 -
The team leader is an industry veteran who spent 23 years at Wells Fargo and its predecessor A.G. Edwards.
November 22 -
The former broker is accused of making false claims about his client list at Stifel to earn a compensation advance from another firm.
November 21 -
The regional firm recruited its first adviser for Alex. Brown since acquiring the unit in September, and will reopen an old office in Annapolis, Maryland.
November 21 -
The group, led by two brothers, joined the firm as partners and opened a new office for Noyes. It's now the firm's largest branch.
November 21 -
The wirehouse's moves are intended to remain competitive in the recruiting contest for top brokers.
November 21 -
Robert Peyreigne was hired to fill the role after Michael Armstrong departed Jefferies for RBC earlier this year.
November 18
