Regional BDs

This is the 14th new location the regional BD has opened so far this year.

Each of the three advisors has more than 20 years of experience in the business.

The firm has made formal hiring offers totaling approximately $214 million as of June 30.

These and other firms are building brands that appeal to advisors. Here’s how.

The new recruits bolted from Morgan Stanley after nearly 20 years with the wirehouse and its predecessor firms.

Danny Ludeman had worked at the wirehouse from 1999 to 2014.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

The two advisors will name the team’s practice after their shared experience working for the military.

One advisor has worked at Securian for his entire career.

There are red flags that may be pointing to elder fraud in a client account.