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Six of the new recruits broke away from Merrill Lynch.
June 25
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One team set up an independent practice while the other signed on with the firm’s employee broker-dealer.
June 19
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The regional BD continues its accelerated expansion with the addition of three ex-wirehouse teams, including a father-son duo.
June 19
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The regional firm lost three advisors, one of whom joined a group that's added some $1.2 billion in recruited assets and organic growth this year.
June 18
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The purchase gives the firm, which relies on the U.S. for nearly all revenue, a foothold in Canada.
June 18
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The recruits include a 37-year industry veteran who co-managed $240 million in client assets.
June 14
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The firm agreed to “remove language that formed the basis of the alleged misrepresentations."
June 14
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The regional BD has maintained a steady influx of wirehouse advisors.
June 13
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The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.
June 7
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The regional BD opened its third new location in Texas this year.
June 7
