Regional BDs

Brokers' top questions and concerns about the protocol's demise answered.

The move occurred just days before UBS said it would exit the Broker Protocol.

A massive acquisition, the possible end of the Broker Protocol and other issues will shape the industry in 2018.

The regional firm pulled its latest hires from Wells Fargo and Merrill Lynch.

Morgan Stanley alone lost 11 teams managing about $7 billion after its abrupt exit from the protocol pact, according to recent hiring announcements.

"Real diversity and inclusion is when we achieve gender parity and adequate representation of ethnic backgrounds," says Monica Giuseffi, principal of financial advisor inclusion and diversity at the firm.

The firm has cast a wide recruitment net, luring practices large and small.

The firm previously accused its former employee of using company stationery to continue to pass herself off as an Ameriprise advisor.

The group is the second team to join the Tucson branch in two weeks.

Here's a chance for young advisors to join the ranking of elite talent.

The duo is part of an ongoing exodus of wirehouse advisors to smaller regional firms and independent brokerages

The firm is expanding its Tucson office with the addition of the Langer Wealth Management Group.

After announcing it would exit the Broker Protocol, Morgan Stanley lost advisors managing approximately $7 billion in client assets.

The moves comes amid uncertainty about the future of the Broker Protocol.

In a case of déjà vu, this is the second time a father-son team left Wells Fargo for RBC in the past two weeks.

The wirehouses have lost teams overseeing more than $12 billion in client assets over the past month, according to recent hiring announcements.

Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.

The regional firm's new Palos Verdes, California, branch furthers its expansion in the region.

Ziegler is the latest in a line of purchases by Stifel and other regional broker-dealers.

Team lead C. Gene Jester brings 30 years of experience, a background in divinity and his son to Baird