Regional BDs

The hurricane poses staffing and data challenges on firms with large facilities in its path.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.

One of the regional firm's new hires had a previous career as a minister in Louisiana.

The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.

The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.

In the last month, RBC has hired six teams from wirehouses and other regional firms.

The new hires join the fast-growing regional firm from Baird and J.P. Morgan Securities.

The firm and fellow regionals continue to take advantage of hiring cutbacks at wirehouses.

Three quarters of the firm’s 57 new recruits have come from the largest firms.

The regional broker-dealer adds another team to its roster while wirehouses continue to scale back on recruiting.

With these latest additions, the regional firm furthers its Southeast expansion.

The three-adviser group joins the regional firm from Oppenheimer & Co.

The new hires are the latest recruits to join the regional firm.

Smaller brokerages are benefiting in big ways from cutbacks at three of the four largest firms.

The new hire previously managed three UBS locations that generated $110 million annual revenue, according to the regional broker-dealer.

The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.

The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.

The Dynasty-affiliated RIA manages around $15 million on average per client.

Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.