Risk | Financial Planning

Fintech

Orion steps on Riskalyze’s turf with acquisition of HiddenLevers

The two fintechs are vying with each other and Envestnet to be advisors’ preferred digital hub.

By Ryan W. Neal

March 9
Video Fraud and financial crime risk forecast: A post-pandemic outlook

In this post-pandemic era, FIs must meet increasingly complex regulatory requirements, as they are subject to stricter standards of accountability for financial crime. Our panel of industry leaders will delve into the most important financial crime trends in the coming year and discuss what types of adjustments banks need to make to meet these challenges. This thought-provoking conversation will provide key takeaways that will identify meaningful improvements to address the dynamic challenges ahead for your organization.

Sponsored by Guidehouse
Fintech

Cetera selects Riskalyze to standardize risk management across its entire network

Firms affiliated with the broker-dealer can access the software for free through AdviceWorks.

By Ryan W. Neal

January 19
Clients ‘getting more conservative’ amid COVID-19, election concerns

Risk tolerance and confidence in equities are down, even as metrics tracking retirement-plan participation have increased, the latest RACI survey finds.

Sponsored by ADP
Wealth Think A skeptic takes a second look at SPIAs

Could single premium immediate annuities be the answer to ultralow rates?

September 21

Allan S. Roth

Wealth Logic
Clients feel bullish despite ongoing pandemic and election season

"Most people don't think we're out of the woods yet, but it's improving,” one advisor said.

Sponsored by ADP
Alternative investments

Bridgewater’s risk-parity shift jolts a $400B quant trade

Ray Dalio’s $138 billion asset manager has tweaked its version of the strategy as yields hit historic lows, a person familiar with the matter says.

By Justina Lee

September 2
Corporate governance

Wells Fargo names new compliance chief, other risk executives

The executive shuffle at the company continues as Credit Suisse America’s Paula Dominick is hired to replace Mike Roemer as chief compliance officer. It also hired or promoted four line-of-business chief risk officers and an enterprise testing leader.

By Allissa Kline

August 13
M&A

Coronavirus takes toll on bank M&A

Bank consolidation has been stagnant since the pandemic hit, and the outlook for the rest of the year is bleak.

By Jim Dobbs

June 29
Risk management

Why building a tech stack is like going to the bike shop

Financial advisors choose technology the way cyclists pick out their rides, Riskalyze Managing Director for Enterprise Services Dana Rhodes explains in a Financial Planning podcast.

By Tobias Salinger

April 21