Wealth management

Planners have a natural incentive to be narrow-minded when it comes to investment opportunities. Sometimes it’s better to look for reasons to selectively say yes.

More assets — and teams — are in motion than ever. What's behind the movement?

While American women earn only 82 cents for every dollar men earn, the wage gap is far greater for female planners.

“Chase promised so many things and they didn’t keep those promises,” the juror said of the firm.

A recent report about bad incentives for brokers "did not accurately reflect how we do business and serve our clients," said Jon Weiss, head of wealth and investment management.

Instead of thinking about fiduciary purely as an obligation or regulation, advisors should envision it as something much bigger: a way of life.

Merrill Robertson Jr. had previously been sentenced to 40 years in prison in a separate criminal case.

The Justice Department disclosed a felony probe the day before the broker’s termination.

Compensation levels rose approximately 7% last year despite mounting industry challenges.

A new survey finds that investors prize full and upfront disclosures about fees and conflicts of interest, but advisors fall short.

Planner Greg Phelps, one of the project volunteers, survived the shooting by sprinting across the concert grounds while bullets slugged into the ground.

The new data will allow retail investors to better compare active and passive funds.

Clients were allegedly steered into investments maximizing revenue for the bank and employees.

The money manager is also offering pension and 401(k) plans that exclude firearms from employee retirement programs.

The new hires say they were drawn to the firm’s investment platform, product offerings and investment diversification.

Being raised by a single mother and going through two divorces taught Loreen Gilbert how to be a better planner, she writes.

The Advisor Group IBD added three new teams, but state regulators required enhanced oversight of one new recruit.

The $5.7 billion fund slumped 2.6% in premarket trading after finding itself in the crosshairs of tit-for-tat tariffs between the U.S. and China.

Home values grew in all 50 states in February, but their appreciation is expected to slow within the next year, according to CoreLogic.