Wealth management

The new hires are all industry veterans, two of whom have more than three decades of experience each.

Broker headcount declined to 6,861, a 3% drop from 7,087 in the year-ago period.

CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.

When it comes to deciding who will take over your practice, advisors must find a "like-minded cultural fit," says CEO Jamie Price.

Health care costs are on the rise and Social Security's cost-of-living adjustment isn't enough to keep up with the rising medical costs.

The practice opted for USA Financial after Jackson National sold National Planning's assets.

Advisory firms need private equity capital, but problematic strings may be attached.

More than $2 trillion of billionaire fortunes will change hands, according to a new study by UBS and PwC.

Planners should ask if and how they ingest the drug when looking for a life insurance policy.

The advisor reportedly sold $48,500 worth of securities in a purported computer products wholesaler without disclosing the transactions to his then employer, J.P. Morgan Securities.

The partners took a different path than most in launching their own franchise practice.

Planners should help clients navigate complex transactions to ensure risk is mitigated as much as possible.

The group is the latest to join the boutique firm, which has been operating under new leadership.

CEO Jim Cracchiolo reported record client assets and a sharpened focus under the fiduciary rule.

Speculation about the RIA's future is quelled with a $100 million investment from Thomas H. Lee Partners.

Schwab’s nonprofit arm and many firms allow advisors to serve clients while helping charities.

"Know your audience" is more than a mantra, it's key for planners looking to specialize.

Advisors are discovering how to spot “money disorders,” according to a Financial Planning webinar.

Five ways to build a successful charitable planning practice.

Catering to young clients, Finn by Chase blends instant account access, emojis and PFM tools.