Wealth management

The industry is imagining more vibrant, more agile and more inclusive processes that deliver results, says Confluence CEO Mark Evans.

This is a hot topic everywhere in corporate America except client portfolios. That might change soon.

As digital technology transforms wealth management, industry leaders take a stand on where the field is headed.

We give advice based on the intel we have, but not all clients are as up front as we are.

Total broker head count dropped by 173 from the prior quarter, according to the wirehouse.

2017 was a banner year for RIAs, but marketing, hiring and operations are seen as key to future growth, according to a Schwab study.

Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.

Susan Elolampi will be company's latest high-level hire following a dozen appointments in recent months.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.

New technology gives every shareholder a louder voice

Bradley Leimer, Moderator, Managing Director and Head of Fintech Strategy Explorer Advisory & Capital, Dann Bibas, CEO, Fountain, Deborah Owens, CEO, WealthyU, Saad Zariff, Vice President of North America, Wahed Invest LLC.

Hedgeable's decision to cease operating its automated investing platform may say more about the state of fintech funding than the robo business model, an industry observer says.

Gains by rivals expose independent advisors' vulnerability, says United Capital's Matt Brinker.

Passive income held offshore may benefit from an arcane provision signed into law by President John F. Kennedy.

Five of the regional BD's new hires come from Wells Fargo.

Alexandria Partners’ CEO asks InVest Conference attendees how much they assume they are being clear.

Chelsea Emery, Moderator, Editor-in-Chief, Financial Planning, Augustine SC Hong, CEO and Co-Managing Partner, Alexandria Capital, Peter Phelan, Founder & CEO, ValuesCulture, Patrick Tucker, Founder, True Measure Advisors

Morgan Stanley’s advisors are already helping clients deal with emotional issues. What if AI could help out?

The makings of a true destination RIA