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The new recruit, who started with the wirehouse's predecessor firm Smith Barney, has been in the industry since the late 1990s.
January 4 -
Black employees at the firm say lucrative client accounts were often steered toward financial advisers who weren’t black.
January 3 -
On Wall Street's editors have compiled the raw data behind the latest annual ranking. Here's their take on what to expect before the unveiling of this newest group of elite, young advisers.
January 3 -
The benefits of transitioning to a full-service independent platform are clear, but the process can be tricky and firms must take great care when making the switch.
December 29Kestra Financial -
The group is led by a veteran adviser who started her career in the late 1980s.
December 28 -
The recruit oversaw $110 million in client assets while working for the wirehouse, according to the regional firm.
December 27 -
The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.
December 22 -
Planners share what they've been sending clients, colleagues and peers.
December 22 -
RIAs are finding that the biggest competition for clients is right in their own backyard.
December 22 -
Both recruits have more than two decades of experience.
December 20