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The new recruits joined the firm's employee and independent channels.
August 14 -
The wirehouse recruited a Morgan Stanley team that generated $10 million in annual revenue.
August 11 -
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."
August 11 -
The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.
August 10 -
Analysis: Smaller firms may sometimes require more due diligence for advisors considering a move. Here's what to look for.
August 10
Mark Elzweig Co. -
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.
August 7 -
The wirehouse collects for breach of a promissory note.
August 6 -
A team managing over $200 million is the second move this month between the two wirehouses.
August 6 -
Wells Fargo adds three recruits, including one from Morgan Stanley, to grow its independent channel.
August 5 -
An arbitration panel ordered the wirehouse to pay two former clients $250,000, a mere 10% of what they originally sought, in a case involving the sale of funds of Puerto Rican municipal bonds.
August 4 -
While the group moves between wirehouses, Morgan picks up more recruits from Barclays.
August 4 -
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.
August 3 -
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Swiss firm recruits a three-advisor team with more than $400 million in assets after losing over a dozen advisors to rival wirehouses in July.
July 30 -
Analysis: The case of the one-time billion-dollar advisor who was barred from the industry gives cause for wealth managers to make sure they are within the bounds of the rules.
July 30
McCourt Leadership Group -
How the wirehouse and a new training program will bring in 1,500 new recruits.
July 30 -
More defections hit the British bank's wealth management unit as it nears its deal to merge with Stifel.
July 29 -
Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel.
July 29 -
Three wirehouse advisors switch to the super regional's employee channel.
July 29 -
Recruiting "is as competitive as I've seen it in the last 10 years," says LPL exec.
July 29



