Wirehouses

The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.

The current arrangement is anti-fiduciary and could put a drag on the wealth management boom, writes Kevin Armstrong.

Advisors and clients at Bank of America's brokerage can now collaboratively create multiple accounts across the firm simultaneously.

Most young and mass market clients still turn to traditional firms, but a shift toward app-based accounts is under way, according to Broadridge data.

The Swiss bank added a sprinkle of new US advisors for the first time in years, amid record quarterly profits and plans for global job cuts.

Where do top brokers earn the most?

Outmoded, unpopular, a tad unsavory: the once-ubiquitous title is now out of favor.

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

After 10 years at Merrill Lynch, a financial planner felt an entrepreneurial itch; "We should do this."

Move quickly, know your tech stack and use personal email in the planning stage, writes Mark Elzweig.