Stifel is expanding on the West Coast, hiring 13 recruits in California year-to-date.

Culture is like a garden, it has to be planned and nurtured. Even solo practitioners need to pay attention.

CEO Sergio Ermotti said UBS had begun to cut costs following the merger of the U.S. and international wealth management divisions.

It is the latest example of how companies are facing pressure to discipline individuals who have abused their position to obtain sexual favors or committed acts of violence and bullying.

The bank promoted Denver’s regional leader of the business to oversee all aspects of Ascent Private Capital Management nationwide.

The firm achieved a record 7,719 independent and employee advisors in the second quarter.

Compensation related to financial advisor recruiting fell 22% for the second quarter.

Wealth Enhancement Group would grow to nearly 70 advisors nationwide under its second major purchase of the year.

The firm is looking beyond aggressive recruiting efforts that have netted 73 new advisors year-to-date.

Banking scandals are playing only a small role in advisor attrition, the firm says.

Advisors should be scrutinizing vendors to find partners who share similar organizational values.

Firms are doubling down on efforts to boost the ranks of women advisors.

The regional broker-dealer has stepped up its expansion this year.

Jack Brod, the chair-elect of the board of directors, plans to heighten enforcement efforts to ensure CFPs are consistently acting as fiduciaries.

John and Cary Kortze opened Steward Partners' 16th branch office.

Advisor attrition is up at the beleaguered firm, but it doesn't have to be.

The regional firm has opened five new branches and hired at least 73 advisors year-to-date.

Allison Felix was promoted after 17 years at the firm, part of a transitional process to eventually become CEO.

Six of the top 10 advisor recruits — managing roughly $13.2 billion in client assets — have walked out of the wirehouse so far this year.

These mega brokers managed $18 billion in assets at their previous firms.