Wells Fargo has lost at least 80 brokers managing more than $12 billion in assets before the end of the second quarter.

Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.

David Reiser spent 10 years at the wirehouse where he worked with ultrawealthy clients and families.

Despite the profession’s efforts to attract and retain women, demeaning experiences at industry events could be keeping them away — or driving them out.

Every man in the financial services industry should read this article, Nina O’Neal writes.

Author and Commonwealth Financial Chairman Joseph Deitch discusses how to gain a better understanding of yourself and your clients, and how to resolve differences.

Forty-one percent of client-facing finance workers have had negative experiences that “still keep them up at night,” a Schwab survey finds.

The regional firm keeps growing after joining the Broker Protocol in March.

The wirehouse has been fighting to keep managed assets this year, suing ex-advisors for taking client information during their move.

Marriage equality leads PridePlanners, a group focused on aiding advisors working with LGBTQ clients, to become part of the association.

After a busy month nabbing talent from Wells Fargo, Raymond James picks up a team from Stifel.

The firm’s principal says his team wanted to join the No. 1 IBD, which is testing larger recruiting offers.

Three advisors who left the firm years ago are returning to the regional broker-dealer.

Wealth Enhancement Group has nearly doubled its assets over a two-year period.

The firm aligned its brokerage business with Private Client Services following a big acquisition and a major executive hiring.

Advisor exodus from beleaguered firm shows no sign of abating in 2018

The former J.P. Morgan wealth executive will replace Don Heberle, who left his post at the end of March.

Although the industry reflects stark disparities, these firms are leading their peers in the hiring of female registered representatives.

The move marks the fifth new office added by the hybrid RIA this year.