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“We didn’t need to physically travel to see that RBC was the ideal place to move our practice,” ex-UBS advisor says.
May 19 -
How they’re hiring, striving and even thriving under new conditions.
May 18 -
The firm has recruited at least 22 advisors this year who managed $3.3 billion in client assets.
May 12 -
Changes to compensation plans get put on hold as advisors and firms reel from pandemic’s economic fallout.
May 8 -
In just two days, technology and remote staff helped ex-Wells Fargo FAs managing $281 million open client accounts at their new employer.
May 8 -
Advisors who switch firms during the pandemic have tough (virtual) conversations with clients in store.
May 5 -
Lawsuit claims woman advisor was denied revenue opportunities and administrative support amid an alleged climate of harassment and discrimination.
April 30 -
The firm is making changes to its small household policy, which it had previously tightened prior to the current public health crisis.
April 22 -
A lull due to the coronavirus appears to be over, according to the No. 1 IBD’s top recruiter. The firm is still competing against a slew of rivals for ex-wirehouse reps.
April 22 -
The firm is hosting virtual meetings with prospective hire as it seeks to further its growth.
April 21