Wirehouse advisors

On Wall Street takes a closer look at the work routines and feats of this year’s Top 40 Under 40 class.

UBS advisor Michael Lorenzo is carefully eyeing “the impact that systematic strategies had on the markets, especially as 2018 is the new normal.”

Elena Milianta joined the firm’s Alex. Brown division, which caters to wealthy clients.

Studying leaders in other industries reveals many ways to be successful, says Merrill Lynch’s Stephen Bealer.

Investors with this trait are a lot easier to work with, says UBS advisor William Wilson.

It’s the toughest part of the job, says Mihir Patel, who ranked No. 6 on the Top 40 Under 40 list.

The group is comprised of 11 advisors and client service associates.

Not knowing a FINRA rule can’t save an advisor from statutory disqualification.

Keeping abreast of developments in this domain is critical to Kevin Bruegge and his business owner clients.

On Wall Street takes a closer look at the work routines and feats of this year’s Top 40 Under 40.

One of the new hires is an industry veteran of 50 years.

If advisors aren’t present in their clients’ phones, warns the head of the RIA services platform, "they are going to become irrelevant."

The bank has been striving to lure away top talent from the wirehouses.

Though the firm reduced recruiting efforts in 2016, it continues to selectively hire talent from rivals.

One of the two new hires is an industry veteran of 34 years.

Thomas Buck misled clients in order to charge them excessive commissions, according to federal prosecutors.

After half a century, Christopher Sargent is making his first career change.

The recruits will operate from a new Cincinnati office.

The former broker bilked more than a dozen former clients over an eight-year period, prosecutors said.

The $314 million team made the change after deciding it was a better fit culturally