Andrew Welsch is a former managing editor of Financial Planning.
-
The department says it is working “to determine how we might improve” the regulation.
February 12 -
The legal tussle represents the latest effort by a brokerage firm to enforce non-solicitation agreements against advisors.
February 11 -
With offices in seven other states, Cresset Asset Management seeks to expand its reach to Texas.
February 11 -
New hires come at a moment of heightened competition for talent industrywide.
February 5 -
The team caters to wealthy clients and athletes, and specializes in private placement life insurance.
February 3 -
The new hires include industry veterans and they join a growing branch in Dallas.
February 2 -
The increase comes as the recruiting market heats up.
January 28 -
The new recruits build on the 43 advisors Janney added last year.
January 27 -
The firm pivoted away from an aggressive hiring strategy in 2016 and has seen a substantial drop in costs associated with picking up experienced talent.
January 26 -
Jacob Glick is accused of breach of fiduciary duty and misappropriating client funds, among other alleged misconduct.
January 22