Bank channel

Melvin Leonard Wimmer Jr. is said to have bilked clients out of their retirement savings.

The bank’s effort to show that the advisors violated non-solicitation agreements was “far from persuasive, never mind conclusive,” the judge ruled.

Advanced analytics is helping generate alpha, experts say.

John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.

The holidays must be coming soon because BIC is working on its annual ranking of top bank advisors.

The holding company launched only two years ago, but it’s already made two purchases and has several more in the works.

The company is bridging its bank and wirehouse through training programs, compensation plans and technology investments

The bank, which has 265,000 employees, is struggling to grow under the weight of a Federal Reserve assets cap.

The advisors say they violated no contracts and took no confidential client information when they resigned from the bank.

Two of the league's top lifetime earners, Tim Duncan, and now Kevin Garnett, say Banks collectively stole more than $100 million.

This is the third such suit the bank has filed against former advisors in recent months.

With Elad Roisman’s appointment, Republicans could have a big advantage at the SEC by year end.

Two wirehouse advisors left the Charlotte branch one Friday afternoon, for separate firms.

Planners ranging from sole practitioners to the largest OSJ enterprises welcomed the CEO’s comment that the firm's culture was not aligned with its strategy.

The lawsuit accused JPMorgan of sending white advisors to wealthier places while assigning black colleagues to less lucrative branches and denying them opportunities.

The move is intended to improve operational efficiency.

The rep accepted two loans while employed at Robert W. Baird and later neglected to disclose them to Citigroup Global Markets, FINRA claimed.

The new executive will lead the development of the private bank’s philanthropy and family governance services.

The bank promoted Denver’s regional leader of the business to oversee all aspects of Ascent Private Capital Management nationwide.

The dispute centered on the firm’s handling of Puerto Rican municipal bonds.