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The new executive will lead the development of the private bank’s philanthropy and family governance services.
July 31
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The bank promoted Denver’s regional leader of the business to oversee all aspects of Ascent Private Capital Management nationwide.
July 26
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The dispute centered on the firm’s handling of Puerto Rican municipal bonds.
July 24
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The broker-dealer failed to supervise Infinex registered reps selling annuities and other products to seniors and other investors at local banks.
July 19
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The bank's wealth management businesses earned $205 million on $720 million in revenue in the second quarter.
July 18
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“It’s not about us getting to them. It’s about them getting to us,” Daniel Darst, chief marketing officer for People’s United Bank, said of client marketing.
July 12
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The regulator barred an ex-Wells Fargo advisor for fooling the bank into reimbursing him for $3,400 after he falsely claimed that he was the victim of fraud.
July 10
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The advisor defrauded some 60 victims by using their money to pay off earlier investors, fund his own speculative trading and pay his personal expenses, the SEC claims.
July 5
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The bank recruited a former executive from Vanderbilt University’s investment office to assume a newly created post directing its third-party manager research efforts.
July 2
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We took a fresh look at our most recent Top 100 Bank Advisors and re-ranked them based solely on their annual production figures. Here are the top 25.
June 25
