Portfolio

Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.

"Make the process as collaborative as possible," one expert says.

Unlike when they were still working and their employer withheld an amount for their taxes, retirees need to make estimated tax payments to the IRS.

The firm has been building its passive business as investors dump active products.

After Sept. 11, 2001, one planner resolved to use his skills as a CFP to assist affected families pro bono and he rallied others to his cause.

There is a way to help reshape deeply ingrained destructive habits.

Active management supplemented by local knowledge cannot be easily manufactured or automated, an expert says.

Michael LaMena's exit continues the management shake-up at the Chicago-based RIA.

Adviser headcount continued a slow, but steady decline, slipping to 6,915 from 7,116 for the year-ago period.

Clients should be especially mindful of market movements during the "fragile decade," the span beginning five years before retirement until five years after retirement.