Portfolio

The location of the National Credit Union Administration suits its place in the hierarchy of U.S. financial regulators.

Financial advisors to some of the wealthiest Americans see struggling Puerto Rico as an outlier in the $3.7 trillion local-debt market, leading them to add municipal bonds as the steepest federal tax rates in more than a decade loom.

Royal Securities to pay $175,000 in FINRA fines over non-traditional ETF sales, church bonds and other violations.

UBS added a Merrill Lynch team with $2.6 million in production, another Merrill team joined HighTower and RBC recruited two advisor teams with more than $600 million in Texas. But they're not the only ones making big grabs. Here are the most recent moves in the employee channel.

Here's a new look at our top bank advisors based on their ratios of trailing-12 production per assets-under-management.

The husband-and-wife team is the eighth team to join HighTower’s New York headquarters.

An advisor team with nearly half a billion dollars under management has left AXA frustrations with how the firm structures its compensation plan.

Schwan Financial Group's Prepared Heirs program helps advisors connect with second-generation clients.

A digital presence is now mere table stakes. What you really need is a way to upgrade your social media strategy. Start with these tips.

With the advisor population aging and looking to retire, more wealth management firms are stepping up their efforts to recruit and train a new generation of advisors.