Portfolio

The firm is set to formally begin raising a new fund dedicated to this practice imminently, according to people familiar with the matter.

Certain clients may consider donating directly from their IRAs.

Trying to time the market is a “fool’s game,” but preparing for a possible downturn as retirement approaches can be a smart move.

Overcoming setbacks is a key part of his formula for success.

Dick Lampen says the SEC charges against Dr. Phillip Frost, the firm’s primary shareholder, won’t affect its “significant” other resources.

The firm had sued a former $660 million team that moved in September to Stifel.

While the No. 1 IBD has retained a significant portion of the hybrid RIA’s advisors, its founder says the firm has major outside recruiting opportunities.

The platform outsourcer is now appealing to a new market.

Our business isn’t just about big firms anymore, but we still see the old stereotype that investing is a man’s game dominated by Wall Street firms.

After a request for more time, clients may continue selling stocks, but transactions will be subject to review.