Industry

Top advisers appear content at their current jobs, but new challenges and responsibilities may lure prospects.

Some brokers who recently left the wirehouse cited differences over its policy to cease offering commission-based retirement accounts.

A comparison of starting payouts under this year's compensation plans.

With over $700M in AUM, Next Capital Management is the firm's biggest addition this year.

The moves build on management changes made earlier this year.

At least 17 ex-wirehouse brokers bolted for the firm’s employee channel in the first quarter.

The wirehouse's executives think they've struck on the right formula to boost growth through a simplified comp plan, greater autonomy and an attractive retirement package.

A look at starting payouts for elite wealth managers.

The settlement is the third major regulatory payment the BD has incurred in the past year. A branch manager associated with the Jay Peak case has also left the firm.

They handle the trading, rebalancing and overall management of portfolios — freeing advisers to face their clients. But not everyone wins, as Michael Kitces writes.