Practice

Sustainable investing offered more downside protection during the market downturn, according to recent data from Backend Benchmarking and research from asset managers.

The advisors had logged seven years at their former wirehouse.

Planner Lazetta Braxton explains what allies can do to reduce the fear and heartbreak that comes from working in a predominately white profession.

Strategies include utilizing charitable trusts to split benefits between multiple beneficiaries and taking advantage of donor-advised funds.

A former craft brewer and an ex-rugby star went indie with Gladstone Financial Resources Group.

The onetime CFP pleaded guilty to violating his parole after previously avoiding prison time through a plea deal in 2018.

Firms founded by Jason Wenk allegedly failed to oversee a former advisor accused of investing clients in unregistered securities.

Advisors typically take most of their clients with them when they go independent, but not all of them do.

Once derided as fringe and unsustainable, advisors are finally accepting the business model.

One defecting advisor says she was lured by better technology and because at her new employer, “It’s about the people and not just the numbers.”