More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Current and former clients claim personal information, including Social Security and passport numbers, have been exposed due to negligence.
August 3
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Tom Hood, CPA, CGMA, CITP, is the executive vice president of business engagement and growth at the AICPA-CIMA. He leads the Future of Finance initiative in the Americas Region, bringing together the top CFOs, CAOs, and controllers. He is one of LinkedIn's Top 100 Influencers and has been named the third-most influential person in accounting by Accounting Today. He was previously CEO of the Maryland Association of CPAs.
August 3
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The 20 top-performers have generated gains well over 50% in the first seven months of the year.
August 3
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The new additions help offset some recent departures at the wirehouse.
August 3
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The change bars money managers from using some types of business entities to take advantage of an exemption to rules laid out in the 2017 tax law.
August 3
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The “set it and forget it” balanced approach may not work as well anymore, an expert says.
August 3
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A combination of GLD’s higher fees and an almost relentless demand for the yellow metal have catapulted it from fourth on the revenue leader board in 2017.
August 3
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The independent broker-dealers big enough to serve the most financial advisors enjoy advantages but face distinct challenges.
July 31
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