More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The advisor advocate’s’ term, to begin in 2021, also will focus on increasing FPA membership.
October 17
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The cases allege unsuitable recommendations of LPs issued by affiliates of GPB Capital, which faces multiple investigations.
October 17
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Advisors are not "non-for-profits,” CEO James Gorman said.
October 17
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Despite recent rebranding efforts, the EventShares fund hasn’t seen an inflow since May.
October 17
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BrokerCheck is potentially missing critical information clients need to evaluate brokers, investor advocates say.
October 17
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The country’s biggest RIA has already lost nearly $1 billion after its founder made inappropriate comments.
October 16
