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Data reported by the Investment Company Institute.

The SEC's recently passed ETF modernization rule is just one regulatory change industry leaders expect will impact asset management in the years ahead.

Why the explosive growth of taxable munis could be sustainable

Bruce K. Lee left the brokerage world where cheating on continuing education requirements can be a "career killer."

The IBD network's AdvicePay integration could help the firm convert more retirement plan business into wealth management clients as it completes a record year for new assets.

Mike Hileman is sr. business development manager at Auto Insurance Specialists (AIS Insurance), a Mercury Casualty subsidiary.

Researchers blame the immaturity of the system and poor choices made by those planning to retire.

The Wall Street giant has built an automated advice platform and is considering how to release it to the mass affluent market.

The wirehouse is making changes ahead of an expected wave of baby boomer departures.

Katie Piazza is an associate at Baker & McKenzie LLP. She focuses on state and local income tax, sales and use tax, property tax, payroll tax, personal income tax and unclaimed property. She represents clients in all aspects of state and local tax, including controversy, litigation, planning and restructuring matters.