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Applications that tackle the industry's compliance issues, automate back-office processes and streamline clearing and settlements are drawing interest from venture capital firms.

Under the new tax law, the tax on children’s investments and unearned income could end up costing a pretty penny.

An alphabet soup of confusing terminology is hindering clients and advisors from identifying portfolio opportunities.

Agency also fines firm president Peter Mallouk for not reporting family accounts.

The race is one of several this cycle featuring candidates from the wealth management space.

Avoiding this oversight can save clients from costly and painful legal battles after a loved one has passed away.

Aggregators, private equity firms and family offices are all investing in RIAs. Know the key differences between them.

Amid industry concerns, the largest RIA lender promises not to share data between the bank and its new wealth firm.

The customer relationship management platform will now pull all accessible client information into a single dashboard.

As the IRS steps up its scrutiny of virtual currency, reporting the transactions correctly is essential.