Organization Root Tag

The switch is the latest in a series of billion-dollar moves so far this year.

The 11-person team, which was assisted by Dynasty Financial Partners, was attracted by the raft of technology options in the independent space.

The discussions, which have since been abandoned, centered on a REIT with a market value of $2 billion, according to people familiar with the matter.

Cuts in Medicaid could prove disastrous for low-income retirees who rely on the program for nursing home care, experts say.

For one of the new hires, the move was about getting back to “a culture of a smaller, more personalized firm.”

The updates include access to the ultrahigh-net-worth portfolio management and customer relationship management systems.

The regional BD adds two teams with $373 million in assets.

This year’s winners — including co-founders, managing directors and presidents — have a lot to say about how women have advanced in the industry.

The allegation was laid out in an SEC order, which hit a U.S. unit of the firm with a $500,000 penalty.

In the first full year under Atria Wealth, the firm added programs from banks and credit unions with $7 billion in assets.

The move will merge capital-markets teams across wealth management and the investment bank in the U.S.

The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.

Previous Republican and Democratic presidents have declined to assert authority over independent agencies, partly because the legal issue isn’t simple.

The company hopes to recruit new advisors by taking a version of its home office tour on the road.

One theory for underperformance has been the long steady gains in markets since the financial crisis.

The slowing is part of an overall industry slowdown that experts don’t think will last.

As smaller firms flourish, a less sophisticated approach may become more attractive.

Is there a lesson for other advisors considering a career change?

Expense ratios were more than twice the industry average.

Increased captive insurance coverage due to expanded business in 2018 was a primary driver of a three-year high in regulatory spending, the firm says.