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Focus Financial adds a $4 billion wealth management firm to its expanding roster.
February 27
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The products can offset potential losses from lowered state and local deduction limits.
February 27
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The IBD network has retained Goldman Sachs for a structural review that could have major implications.
February 26
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The advisor fleeced the duo of nearly $1 million by misappropriating their stock holdings and initiating unauthorized wire transfers from their bank account, prosecutors allege.
February 26
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One recruiter argues the firm is losing talent because it will eventually exit the Broker Protocol.
February 26
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The firm reported $33.9 billion in redemptions from active funds over the last year.
February 26
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Managers sold $24.6 billion of the loans in the region last year, the most since the financial crisis.
February 26
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At Merrill "it felt like we shifted away a little bit in recent years from the core focus of wealth management," advisor Matthew Spradlin explains.
February 26
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Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.
February 23
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Firms can bring in great talent while assisting prospective CFPs with the experience requirement needed for the designation, according to a panel of experts at the board's Registered Program Conference.
February 23
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The scrutiny puts a spotlight on a small corner of the $3.4 trillion ETF industry.
February 23
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"I think it's something that the market needs. I think it's something that regulators need," Jay Clayton says.
February 23
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The test will also be modified to account for the new tax law while aiming to plug leaks in the pipeline from college to CFP certification.
February 22
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Black History Month is a reminder that effort is required for racial progress.
February 22
Financial Planning Association -
The RIA boosts its platform, loses top execs and faces wary advisors.
February 22
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Advisor "reaped substantial profits" from 65 clients by using block accounts, the regulator says.
February 22
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Pairing a variety of Vanguard bond funds with an S&P 500 fund may help you rethink how to craft the classic 60% equity, 40% bond portfolio.
February 22
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Sales dropped by 8% last year, but LIMRA finds reason for optimism in 2018.
February 22
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Over time, many couples end up in increasingly unequal roles when it comes to managing their money, simply because one partner defers to another, according to an expert at the CFP Board's Academic Research Colloquium.
February 22
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The move could help the firm block former advisors from contacting clients.
February 22
