Organization Root Tag

Bank of America's soon-to-be-released virtual assistant, erica, is being trained to provide personal finance advice.

The pro athlete met the adviser through his college business professor, authorities say.

The rep refused to provide the regulator with the documents it requested to investigate the allegations that he stole money from an elderly couple.

The former JP Morgan Private Bank adviser focuses on wealthy Latin American clients.

A tweak in accounting guidelines the firm helped to modify is expected to make the funds cheaper and easier to own.

Hiring former professionals could help firms improve diversity in a field that’s still 84% male.

With the rule's implementation date around the corner, here’s what wealth managers should focus on in coming weeks and months.

Does holding a CFP, ChFC or CFA correlate to better client service? At last, hard evidence shows that clients do better with designated planners.

Harvesting losses to write off taxable gains is one strategy to address the Trump administration's plan to scrap the 3.8% net investment income surtax.

Commissions-based compensation models are losing ground to fee-based ones. But for broker-dealers, the switch isn’t something to be entered into lightly, Michael Kitces writes.

The wirehouse and other firms aim to cultivate a new crop of tech-savvy FAs.

The former Fifth Third program manager will also help Cetera-affiliated banks and credit unions grow their wealth management programs by increasing client wallet share.

The firm picked up teams from Merrill Lynch and Wells Fargo.

The new hire previously generated $1.4 million in annual revenue, according to his new employer.

We've reshuffled our top 25 program managers to list them solely by team production. Here are the top 15.

A FINRA arbitration panel ordered the broker to give back the bulk of his $675,000 signing bonus to SunTrust.

The regional firm’s new recruits joined in two locations.

The new offering would enable the firm to serve "more than their traditional wealth management needs," an executive said.

The duo led a seven-person team in Chicago serving 50 wealthy clients, according to the bank.

The robo advice firm says it already has a number of customers with more than $10 million each.