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See which firms took in the most revenue last year amid an industry-wide slump.
October 13 -
One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.
September 7 -
The firm and fellow regionals continue to take advantage of hiring cutbacks at wirehouses.
August 25 -
The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.
August 14 -
The rule has cost the firm tens of millions of dollars in compliance and lost revenue.
July 26 -
Firms still rely heavily on commission income despite drops last year.
July 21 -
Stan Leavitt said he was drawn to the regional firm for its culture and financial planning capabilities.
July 20 -
The engine of future growth for the top independent broker-dealers is likely to be fees.
July 14 -
The broker now operates from Ameriprise's independent side, according to the company.
July 13 -
The group joined the regional broker-dealer from Morgan Stanley.
June 26 -
Though the wirehouse notched impressive wins, Merrill wasn't the only firm to land elite recruits recently.
June 12 -
A clear path has emerged after historic revenue drops among the top independent broker-dealers.
June 1 -
The regional firm’s new recruits joined in two locations.
May 24 -
The two advisers had been with the wirehouse for more than a decade.
May 8 -
The firm's adviser headcount slipped 98 year-over-year.
April 25 -
At least 17 ex-wirehouse brokers bolted for the firm’s employee channel in the first quarter.
April 18 -
At least 27 brokers have joined the firm, including a father-son team from UBS with $261 million in AUM.
March 30 -
Big firms are asking for more time, while investors and even some advisers are asking the Labor Department to keep the rule intact.
March 27 -
The regional broker-dealer has added at least a dozen ex-wirehouse advisers so far this year.
March 15 -
Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.
March 7


















