Ameriprise

The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.

Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.

The rule has cost the firm tens of millions of dollars in compliance and lost revenue.

Firms still rely heavily on commission income despite drops last year.

Stan Leavitt said he was drawn to the regional firm for its culture and financial planning capabilities.

The engine of future growth for the top independent broker-dealers is likely to be fees.

The broker now operates from Ameriprise's independent side, according to the company.

The group joined an existing independent practice affiliated with LPL.

The group joined the regional broker-dealer from Morgan Stanley.

Veteran advisers with $437M in AUM 'set out to find something different.'