Banco Popular de Puerto Rico

Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.

Clients may become mesmerized by dazzling short-term returns, so consider pushing solid growth on the cheap.

Regulators have revealed what kind of issues advisors must address if faced with a review.

For clients who can’t stand being in the red, there are investment options. There are also caveats to consider, such as relatively high costs and lower returns.

10 planning strategies from analysts and experts.

Nine executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, Huntington and J.P. Morgan Chase. Find out who they are and what their new roles entail.

When markets are high, everyone feels like genius, but they still have to pay expenses. Help clients keep them low.

So far this year, at least 9 banks switched their investment services programs to new third-party broker dealers. One outsourced its broker-dealer operations to a TPM for the first time.

Overall, the nation's wealthy are expected to add to their growing fortunes in the years ahead.

Custodied assets from advisers are shifting in unexpected ways, as Financial Planning’s exclusive research shows.