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Jean McCrave Baxter claims colleagues made sexual jokes and she was denied advancement opportunities afforded to male co-workers.
August 20 -
A 34-year old broker with high-net-worth tax specialty signs with Dynasty.
July 30 -
Six of the top 10 advisor recruits — managing roughly $13.2 billion in client assets — have walked out of the wirehouse so far this year.
July 19 -
Jim Senderling and John Robbie had been with Merrill Lynch for 27 and 25 years, respectively.
July 16 -
Despite loosening regulations and the president’s tax cuts, BofA continued a string of lackluster second-quarter earnings for the big banks.
July 16 -
Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.
July 13 -
Joe Voboril claims he was wrongfully terminated after an investigation into another banker’s alleged inappropriate sexual conduct, according to his lawyer.
July 5 -
Since early May, the wirehouse has lost at least 27 advisors managing a combined $15 billion.
June 28 -
The lawsuit follows a complaint by the SEC alleging that five men and three companies defrauded more than 600 investors.
June 27 -
The app also allows clients to use the Zelle person-to-person payments service.
June 25