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FSI
SEC warns of potential for industry fragility and interconnectedness: News Scan
Assets in products susceptible to the risk of fire sales during a future shock are up 673% since 2000.
FINRA, states enact new rules to fight elder abuse
Experts stress that advisers are on the frontlines in detecting when senior clients suffer from diminished capacity or fall victim to abuse.
As SEC inches forward on fiduciary, can advisers expect action this time?
An open question is how the latest effort by the agency would coordinate with the Department of Labor.
Newly confirmed Labor Secretary faces tough choices on fiduciary
Alexander Acosta must reckon with a June 9 deadline amid a tense political debate dividing the industry.
Voices
Why the advisory world is trending ‘bizarro’
Bob Veres
Columnist
The latest developments make columnist Bob Veres wonder whether he has fallen through a wormhole.
Judge rules against fiduciary foes, puts onus back on Trump
The decision landed just hours after the Department of Labor asked for the decision to be postponed while it complies with a Trump order to review the regulation.
DoL asks judge for timeout in fiduciary lawsuit, cites Trump order
The move is additional fallout from the president's memo to the Department of Labor to review the regulation and possibly rescind it.
Judge to decide anti-DoL fiduciary lawsuit next week
Meanwhile, a prominent Republican congressman called on President Trump to delay the regulation's implementation.
SEC could step up if DoL fiduciary rule is overturned, FINRA CEO says
The brokerage industry’s watchdog would also want to play an active role in the design of a possible SEC fiduciary regulation, Robert Cook says.
Meet the judge who will decide fiduciary rule's fate
Will Chief District Judge Barbara Lynn be the first to rule against the regulation? Opponents of a case in Texas federal court have high hopes.
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