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The IBD trade group launched a public campaign after more than 80 cases this year alleging inadequate disclosure of mutual fund fees and compensation.September 5
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Planners' fears of violating privacy stops them from taking action. If implemented, a new model act might help.September 4
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The insurgents won seats allotted to represent small and large firms.August 21
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Think New Jersey’s proposed rule doesn’t apply to you? Think again.June 24
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As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.May 3
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A new consumer financial protection bill would expand duties for brokers and insurance providers.February 8
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State regulators and state legislature are stepping in to propose initiatives to protect consumers against salespeople wrapped in fiduciary clothing.February 4
ColumnistFinancial Planning
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A new FINRA initiative to root out breaches of supervisory rules on 529 plans provoked criticism from the IBD advocacy group.January 31
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In an unusually frank discussion, women executives from five major firms urged the industry to get involved in educating young people about wealth management.January 30
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The asset manager and custodial giant found positive correlations in several metrics for companies that focus on inclusion.September 27
