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The firms dominate the space, but they face headwinds in a changing industry, Cerulli says.
October 31
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Advisory firms need private equity capital, but problematic strings may be attached.
October 26
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Speculation about the RIA's future is quelled with a $100 million investment from Thomas H. Lee Partners.
October 25
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The sale of an asset management firm gives Mariner a capital source to buy RIAs. Lots of them.
October 20
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Independent firms need capital, but some top executives question private equity's benefits.
October 18
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The number of transactions is expected to increase over 20% from 2016.
October 17
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Advisor Kevin Keith pointed to HighTower’s technological capabilities and a fiduciary culture in his decision to leave the wirehouse.
October 11
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An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.
October 10
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Michael Parker joins the regional firm as it ramps up recruiting efforts, netting a number of large wirehouse teams.
October 2
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Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
September 5
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David Bahnsen told the president that that Milken’s prosecution was a result of “a period of class envy run amok.”
August 30
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The loss comes even as the firm has been acquiring new breakaway teams and RIAs.
August 22
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The move is HighTower's 22nd transaction this year ― making 2017 the firm's busiest year ever.
August 21
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The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.
August 10
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"At least 50% of our assets are three generations or more," explains Bob White of HighTower.
August 8
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"I probably spent the first three years in the business not opening my mouth with clients and just learning from him," says J.R. Gondeck of HighTower.
August 7
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Michael LaMena's exit continues the management shake-up at the Chicago-based RIA.
July 31
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Former AMG executives buy stake in three regional wealth managers for use as aggregation vehicles.
July 10
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The firm isn't the only one benefiting from a still strong breakaway movement.
July 7
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Two large RIAs cut ties with HighTower but new hires include a branding strategist who created Jim Cramer's 'Mad Money.'
July 6
