JPMorgan Chase

The legal tussle represents the latest effort by a brokerage firm to enforce non-solicitation agreements against advisors.

Beverley Schottenstein accused the bank and the brokers of unauthorized trading of “multiple auto-callable structured notes and various other securities,” among other alleged misconduct.

Morgan Stanley Chief Executive Officer James Gorman leaped past JPMorgan Chase’s Jamie Dimon as the best-paid CEO of a major U.S. bank.

Firms are bracing for tougher times in Washington, where Democrats skeptical of large financial-industry paychecks are ascendant.

While many condemned the violence, few firms have cut financial support to elected officials who have backed Trump’s baseless claims of election fraud.

It’s the second-biggest hire of the year for the wirehouse.

The firm’s investment management division is bringing 55ip under its roof just two months since launching a partnership with the fintech firm.

In two recent moves, the firm promoted one of its own to regional director and lured another back from AllianceBernstein.

The Office of the Comptroller of the Currency says JPMorgan Chase’s fiduciary unit lacked sufficient controls to manage risk and avoid conflicts of interest.

The advisors are reuniting with a former Smith Barney colleague in one of the firm’s largest hires of the year.

The Justice Department filed two counts of wire fraud against the firm but agreed to defer prosecution under a three-year deal that requires the bank to report its remediation and compliance efforts to the government.

While some industry employees are eager for the normalcy of their offices, others are more reluctant as experts predict another rise in virus cases.

Representation of women and minorities remains “startlingly” low.

Work output was particularly affected on Mondays and Fridays, according to findings discussed by CEO Jamie Dimon in a private meeting with analysts.

The new order applies to managing directors and executive directors who oversee subordinates, according to a person briefed on the plans.

Pressing the bank for examples of non-solicitation violations, the judge cut off JPMorgan’s attorney: “you are dancing all around my question.”

Total fees for the top 10 gold ETFs, based on current prices and holdings, are about $610 million a year.

The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.

The pandemic and work-from-home arrangements are probably spurring larger budgets.

It’s the second consecutive quarter that trading set a record, as the bank’s Wall Street unit is helping prop up the consumer-lending division.