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The new hires joined the wirehouse from J.P. Morgan Securities, On Wall Street learns exclusively.
March 30
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At least 16 advisers have shuttled between the wirehouse firms so far this year.
March 24
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The ex-Morgan Stanley advisers say their niche practice, which is geared toward women and divorcees, will be better supported by Raymond James' platform.
March 23
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The broker slashed her payment by pressing for funds she said the firm promised but never paid.
March 13
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Morgan's latest hires oversaw about $575 million, On Wall Street learns exclusively.
March 13
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Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.
March 6
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The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.
March 6
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The six-member team serves ultrahigh-net-worth investors and families.
March 6
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The group previously generated over $1 million in annual revenue.
March 3
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Morgan Stanley is in “advanced discussions” with the IRS to resolve any client tax underpayments, according to an SEC filing.
February 28
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The wirehouses have been offering packages worth 200% to 250%, down from previous highs around 350%.
February 27
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The regional firm's newest hire generated $926,000 while at the wirehouse, according to RBC.
February 24
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The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.
February 24
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The independent firm affiliated with Raymond James recruited six advisers for a new branch office.
February 24
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The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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The planner-turned-RIA owner is an industry veteran of nearly four decades.
February 21
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In spite of its own compliance policies, the firm failed to get several hundred clients to sign a disclosure notice that described risks associated with inverse ETFs.
February 14 -
Two advisers in the group are industry veterans who began their careers in the mid-1990s.
February 8
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The former planner says she was wrongfully terminated and that she did not agree to settle with the wirehouse.
February 8 -
Morgan Stanley, Merrill Lynch and the other wirehouses gained and lost several standout recruits .
February 2
