UBS Wealth Management

Rival firms like Ameriprise could stand to gain as advisors adapt to new recruiting realities.

The firm is the latest to adopt new technologies into the client-advisor relationship.

Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.

Among recent career changes, Merrill Lynch lost brokers managing $2.2 billion to rival J.P. Morgan Securities.

"Simply put, the plaintiff here is looking to be paid the same money twice," a spokeswoman for the Swiss firm says.

A couple in their 60s had vastly different plans for retirement: One spouse envisioned Florida, the other Chicago.

Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.

These young planners share a commitment to hard work, but have deployed very different tactics in building their practices.

The company merged its U.S. and international wealth management businesses to gain greater scale and efficiency.

Headcount is down by 200 compared to a year-ago.

CEO is right to resist the temptation of a more drastic overhaul.

On Wall Street unveils its annual ranking of successful young planners.

On Wall Street continues its unveiling of its annual ranking of successful young planners.

In On Wall Street's annual ranking of successful young planners, who made the cut?

The bank, which has about 1,000 financial advisors and relationship managers in the U.S, will drop the agreement on January 8.

Concerned about the wirehouse's "trajectory," Glen D. Smith sought out a business model his kids could join one day.

The broker engaged the client in 11 private securities transactions involving private equity and debt securities in companies spanning a wide variety of industries, FINRA alleged.

The seven new hires joined both the independent and employee channels.

The UBS advisor switched firms before his old employer officially exited the Broker Protocol.