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Stocks and Puerto Rican bonds are the focus of many cases among clients, advisers and firms.
March 10
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The last time the pool was smaller was in 2012, when it decided to cut large parts of the investment bank and was fined for trying to rig global interest rates.
March 10
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The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.
March 6
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Wirehouse brokers and teams from Kestra and MSI Financial led the way in a flurry of hires.
February 28
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A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.
February 24
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The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.
February 24
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The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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It’s the third wirehouse team to move to HighTower's outsourcing service this year.
February 21
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The firm picked up one adviser each from Merrill Lynch and UBS.
February 17
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The recruit joined the bank’s private wealth management division after 14 years with the wirehouse.
February 15
