UBS

CEO Sergio Ermotti pledged that cost-cutting efforts are to continue.

Wirehouse system and supervisory failures are just the start.

A new pilot program will test whether clients will be drawn to a voice-controlled technology the retailer's customers know as Alexa.

A $2.2 billion Morgan Stanley team's move to independence shows how breakaways use shell companies to take advantage of the legal pact, and why more than 1,500 firms have signed on.

The great wealth transfer might be here, but the top 1% of the 1% are in jeopardy.

Aging billionaires are expected to transfer approximately $2.1 trillion to their heirs over the next 20 years, according to a new study by UBS and PwC.

The regional firm’s latest recruit joined its employee channel after 17 years at the wirehouse.

A father, son and daughter leave the wirehouse to form their own business.

The first-ever case of its kind is putting other broker-dealers on notice about the regulator's enhanced abilities to identify patterns of abuse.

Punished by the plunge in the energy sector, some advisers await a rebound that can take advantage of master limited partnerships’ tax status.

The wirehouse has served as a major banker for the island commonwealth, which has been defaulting on a growing share of its debt and has been placed under federal financial oversight.

Plus, Merrill Lynch grabs UBS planners who managed $750 million in client assets.

The new recruits joined the regional firm's employee channel.

The recruits left rival firms such as UBS and J.P. Morgan to join existing practices at the independent broker-dealer.

Two are coming back to Mother Merrill, having worked there in the 1990s.

Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.

The wirehouse is also reorganizing how it deploys a number of product and service consultants and technology specialists.

The advisers, one of whom is a former football coach, are among the first to join the wirehouse since UBS unveiled sweeping changes to its comp plan.

The veteran wirehouse recruit has 34 years of industry experience.

Also, Dynasty lured teams managing nearly $1 billion in client assets to independence.