UBS

An alphabet soup of confusing terminology is hindering clients and advisors from identifying portfolio opportunities.

The regional BD has picked up 15 advisors this month alone.

The move puts the Swiss bank more in sync with practices at regional brokerages.

The new hires build on the firm’s recent recruiting successes.

The lawsuit illustrates the persistence of such accusations among the nation’s more than 600,000 securities brokers.

The bank is selling the technology behind its U.K.-based digital advice business to SigFig, a Silicon Valley startup.

The brokerage firm is holding off on making major changes while regulatory frameworks shift once again.

The case is a legacy of the fallout from Puerto Rico's bond crisis and the performance of UBS closed-end funds.

Clashes over the Labor Department's fiduciary rule have carried over into the debate on the SEC's proposed regulation.

The advisor used about $410,000 to pay back investors in Ponzi-like fashion to keep the scheme alive, the regulator says.

The firm tapped the co-working company WeWork to design new offices, which span more than 100,000 square feet.

In an era of extreme affluence, elite money managers are vying for the hyper-rich as never before.

CEO Sergio Ermotti said UBS had begun to cut costs following the merger of the U.S. and international wealth management divisions.

It is the latest example of how companies are facing pressure to discipline individuals who have abused their position to obtain sexual favors or committed acts of violence and bullying.

Compensation related to financial advisor recruiting fell 22% for the second quarter.

Banking scandals are playing only a small role in advisor attrition, the firm says.

The firm aims to target affluent mainland investors for the first time, while making it free of various offshore investment restrictions.

While the business is producing steady profits, the lender rejigged financial targets this year after investors argued Ermotti should do more to improve returns after the shares languished.

There’s no obvious reason to row back from the bank's strategic commitment to focus on wealth management while keeping a leash on the investment bank

The regional broker-dealer has stepped up its expansion this year.