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Here's why holistic planning deserves another look.
November 10 -
The three recruits joined the independent firm from Wells Fargo and Edward Jones.
November 7 -
One recruit started in the industry more than two decades ago.
October 25 -
The new recruits come from Morgan Stanley and Wells Fargo Advisors.
October 24 -
The firm's latest recruit has more than three decades of industry experience and previously worked at Wells Fargo Advisors.
October 12 -
The firm failed to promptly liquidate his $3 million brokerage account, the client's lawyer argued during the hearing.
September 28 -
Three advisers opened a new office for the independent firm, which is affiliated with Raymond James.
September 26 -
One of the recruits is an industry veteran with more than 30 years of experience.
September 19 -
The wirehouse's three newest recruits are all industry veterans.
September 6 -
The case is the latest related to alleged misconduct by a barred wirehouse broker who was also a nightclub owner.
September 6