Person Root Tag

The panel has had 13 public meetings since the Massachusetts senator’s last appearance, in May.

Dan Arnold deployed a five-pronged argument for why consolidation is a recruiting boon for the No. 1 IBD.

Investors wary of an intensifying trade war have piled into the firm's bond products, boosting net flows to $151 billion, according to the company.

On the wealth management side, Morgan Stanley posted $4.41 billion of revenue, which was 2% higher than last year and blew away analysts’ estimates for a 9% decline.

James Gorman dismissed any speculation after the unit posted record revenue and pretax profit in the second quarter.

The chairman dismisses criticism as misguided, but leading investor advocates say he is misstating their views and glossing over real regulatory problems.

Critical comments about Wall Street in the first debates signal an unfriendly political environment. Here are some leading candidates’ financial policy views.

Outstanding options riding the world’s most heavily traded government debt product are near the highest level this year.

The chairman says the commission is working closely with FINRA on inspection plans to hold brokers to account.

For some, the Democratic senator is an acceptable alternative to candidates who trigger their most visceral objections.

Investors plowed into bullion-backed funds after the U.S. and China reached a truce in their trade war.

Officials hope to peg capital gains to inflation before the president faces reelection.

Lucas Moskowitz's job put him at the center of much of the agency’s business, including policymaking and enforcement actions.

Markets have been whipsawed by mounting concern over softer economic data and President Trump’s trade wars with major partners.

Geopolitical risk, dovish central banks and an aging business cycle are reinforcing bullish moorings in global debt.

"We're going right at Bank of America, folks, in Charlotte, their hometown," JPMorgan Chase CEO Jamie Dimon said to cheers and laughter at a branch opening in midtown Manhattan. "We've been waiting a long time to start the expansion of Chase retail."

Opening the door to retail money comes with risks, including the danger of exposing financial neophytes with relatively limited savings to complex investments.

Well over half say they would back Sen. Elizabeth Warren’s plan to tax those with more than $50 million in assets, a survey finds.

The former general counsel has signaled interest in staying on.

The regulator disclosed a transformative rule change, sparking outrage among fiduciary advocates and some advisors.