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The firm is “looking to aggressively compete” by lowering and simplifying the fees on its advisory platforms, a top executive says.

The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.

The new rule package will require firms to take a hard look at their compliance programs.

Activist investors have taken large stakes in at least 100 of the products so far this year.

Consumer advocates may turn to state regulators in hopes they’ll pass more stringent rules.

Brokerages would rather have an SEC chief appointed by a President Trump set policies than take its chances with what might happen should a Democrat win the White House in 2020.

The JPMorgan chief executive said he couldn't understand why Wells Fargo could have CEO Tim Sloan step down without a successor ready to go.

"You should buy into IPOs to hold them, because you believe in the company," James Gorman said.

The approved legislation relaxes rules for retirement savers.

CEO Dan Arnold presented details of the firm's mounting ambition after announcing the acquisition of a brokerage and RIA with $3 billion in client assets.

The agency processed more of every major type of form during FY 2018 than during the prior year, with the exception of estate tax returns.

Despite the win, a proxy adviser had raised concerns that the bank’s compensation committee uses too much discretion when determining total pay.

The ride-hailing platform’s IPO may test how wealthy clients react if they don’t fare so well.

In a bid to further enhance its capabilities for advisors, the firm is also slashing ETF transaction fees on select funds later this year.

Bank critics and some lawmakers quickly seized on a tone-deaf posting by JPMorgan Chase that was designed to tout the virtues of saving money.

Previous Republican and Democratic presidents have declined to assert authority over independent agencies, partly because the legal issue isn’t simple.

The firm, along with the broader asset management industry, is focused on ways to expand its global reach amid mounting pressure for growth.

Shelley O’Connor, who co-led the unit with Andy Saperstein, will now oversee two bank entities.

With the board still conducting a hiring search, the strategy for fixing past problems and returning to revenue growth remains in flux.

The proposed rule will need substantial revisions before it wins the support of the commission's sole Democrat.