Person Root Tag

Officials hope to peg capital gains to inflation before the president faces reelection.

Lucas Moskowitz's job put him at the center of much of the agency’s business, including policymaking and enforcement actions.

Markets have been whipsawed by mounting concern over softer economic data and President Trump’s trade wars with major partners.

Geopolitical risk, dovish central banks and an aging business cycle are reinforcing bullish moorings in global debt.

"We're going right at Bank of America, folks, in Charlotte, their hometown," JPMorgan Chase CEO Jamie Dimon said to cheers and laughter at a branch opening in midtown Manhattan. "We've been waiting a long time to start the expansion of Chase retail."

Opening the door to retail money comes with risks, including the danger of exposing financial neophytes with relatively limited savings to complex investments.

Well over half say they would back Sen. Elizabeth Warren’s plan to tax those with more than $50 million in assets, a survey finds.

The former general counsel has signaled interest in staying on.

The regulator disclosed a transformative rule change, sparking outrage among fiduciary advocates and some advisors.

The firm is “looking to aggressively compete” by lowering and simplifying the fees on its advisory platforms, a top executive says.

The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.

The new rule package will require firms to take a hard look at their compliance programs.

Activist investors have taken large stakes in at least 100 of the products so far this year.

Consumer advocates may turn to state regulators in hopes they’ll pass more stringent rules.

Brokerages would rather have an SEC chief appointed by a President Trump set policies than take its chances with what might happen should a Democrat win the White House in 2020.

The JPMorgan chief executive said he couldn't understand why Wells Fargo could have CEO Tim Sloan step down without a successor ready to go.

"You should buy into IPOs to hold them, because you believe in the company," James Gorman said.

The approved legislation relaxes rules for retirement savers.

CEO Dan Arnold presented details of the firm's mounting ambition after announcing the acquisition of a brokerage and RIA with $3 billion in client assets.

The agency processed more of every major type of form during FY 2018 than during the prior year, with the exception of estate tax returns.